Our clients within the legal community have discovered the value of augmenting and reinforcing their firm’s resources and expertise in response to the specific needs of their clientele.
When a particular client or case requires an expansion of your resources or the use of expert testimony, the ASCHCO Consulting Group can provide you with the flexibility and depth of talent to assist you in delivering the kind of outstanding legal representation that your clients have become accustomed to.
We can provide you with a broad selection of former regulators, accomplished Legal and Compliance professionals and successful business people, all of whom possess the experience, knowledge and manner of presentation to complement your expertise in the securities field.
In these times of proliferating litigation, expanding enforcement activity and sweeping regulatory scrutiny, these are just a few of the types of legal support services that the ASCHCO Consulting Group can offer you:
- Interface with Federal and State regulatory authorities and SROs
- Case preparation and analysis
- Legal Research
- Document Review
- Expert Testimony
- Compliance Assessment and Programs
- Regulatory filings and reporting
- Due Diligence in connection with Mergers & Acquisitions
- Special Investigations and Mandated Reviews
The ASCHCO Consulting Group is a team of experienced professionals — former senior regulators and senior legal, compliance, and operations officers — who specialize in the constantly changing and highly regulated world of Compliance and Operational Risk Management across the financial services industry. We utilize our extensive experience in both the public and private sectors to deliver expert guidance and assistance tailored to our clients’ needs and without the exorbitant fees or bureaucracy of the large consulting firms.
We have offices in the New York metropolitan area and Florida and Consultants located throughout the United States. Please contact us, either via email (info@aschcoconsulting.com) or telephone (516.578.8365) for a free consultation and to learn more about the array of traditional and innovative compliance, regulatory, and risk management products and consulting services we offer.