Whether you are an established traditional asset manager looking for due diligence review of your subadvisors or a private fund manager facing the previously absent challenge of creating an effective compliance program, the ASCHCO Consulting Group can assist you in keeping abreast of an increasingly turbulent regulatory climate while allowing you to focus on your core business.
Here are some of the specifics services we offer Hedge Funds and Private Fund Advisers:
- Analyze your firm’s Operational and Regulatory Risk Profile
- Create, Implement, and Test Compliance and Operational Risk Management Programs
- Develop Policies and Procedures
- Review fund raising, capital introduction, and solicitation programs
- Provide general Compliance support
- Review Adviser, Subadviser, and Service Provider Compliance and Risk Management functions
The ASCHCO Consulting Group is a team of experienced professionals — former senior regulators and senior legal, compliance, and operations officers — who specialize in the constantly changing and highly regulated world of Compliance and Operational Risk Management across the financial services industry. We utilize our extensive experience in both the public and private sectors to deliver expert guidance and assistance tailored to our clients’ needs and without the exorbitant fees or bureaucracy of the large consulting firms.
We have offices in the New York metropolitan area and Florida and Consultants located throughout the United States. Please contact us, either via email (info@aschcoconsulting.com) or telephone (516.578.8365) for a free consultation and to learn more about the array of traditional and innovative compliance, regulatory, and risk management products and consulting services we offer.